Fri, Oct 09, 2026 - Page 3
6437 indexed SquawkNews stories from this UTC day. Showing 241-360.
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SpaceX’s Wireless Threat Rises With Spectrum Deal
SpaceX investors are finally getting some reprieve after months of being whipsawed by volatility as the Elon Musk-led company’s stock breaks above the level it’s been stuck below since July. SpaceX is closing in on a cru
EQUITY | Oct 09, 2026, 09:30 PM UTC
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Foreign exchange indications show China, Philippines, South Korea moves
October 9 FX indications list China at 6.6924 (previous 6.7024), Philippines at 62.806 (previous 62.963), South Korea at 1340.44 (previous 1342.35), Taiwan at 31.932 (previous 31.954), and Thailand at 33.520 (previous 33
FX | Oct 09, 2026, 09:30 PM UTC
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Moody's assigns ratings to Hildene Trups refinancing notes
Moody's Ratings assigned ratings to three classes of refinancing notes issued by Hildene Trups Resecuritization 2019-P10B, LLC.
RATES | Oct 09, 2026, 09:30 PM UTC
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China SXT closes $12 million registered direct offering
China SXT Pharmaceuticals said it closed a registered direct offering that raised $12 million. The deal included 8 million Class A shares or pre-funded warrants, plus warrants with a $1.50 exercise price.
EQUITY | Oct 09, 2026, 09:30 PM UTC
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HBT Financial to announce Q3 2026 results on Oct. 26, 2026
EQUITY | Oct 09, 2026, 09:30 PM UTC
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SentinelOne CFO Parekh sells 16,304 shares
SentinelOne Chief Financial Officer Sonalee Elizabeth Parekh sold 16,304 shares at $25.35 each, according to a Form 4 filing. The transaction was reported as part of a 10b5-1 plan.
EQUITY | Oct 09, 2026, 09:29 PM UTC
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Ruanyun Edai Technology receives Nasdaq minimum bid price notice
Ruanyun Edai Technology receives Nasdaq minimum bid price notice
NEWS | Oct 09, 2026, 09:29 PM UTC
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Health Care Up as Humana Rallies -- Health Care Roundup
Health-care companies rose sharply amid renewed optimism about health-insurance profits. Humana shares rallied, adding more than 10%, after the health insurer said 95% of its Medicare Advantage members are enrolled in pl
EQUITY | Oct 09, 2026, 09:28 PM UTC
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CVS falls after Medicare Advantage ratings drop
CVS Health shares fell after Aetna lost ground in the latest Medicare Advantage plan ratings. The article said the decline could affect bonus eligibility tied to the 2027 ratings, paid in 2028.
EQUITY | Oct 09, 2026, 09:28 PM UTC
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Gran Tierra stockholders approve share purchase agreement
Gran Tierra Energy said stockholders approved the Share Purchase Agreement and the related transactions, including the sale, at a special meeting. The company disclosed the approval in an SEC Form 8-K filing.
MNA | Oct 09, 2026, 09:28 PM UTC
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Integra LifeSciences files 8-K on debt refinancing
Integra LifeSciences filed an 8-K reporting the pricing of $450 million of 9.500% senior secured notes due 2033 in a private placement. The company said the refinancing plan is expected to lift its effective interest rat
EQUITY | Oct 09, 2026, 09:28 PM UTC
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Industrials rise as wholesale inflation fears ease: roundup
Industrial and transportation shares rose amid bets that wholesale inflation would ease. The roundup also notes Geely’s planned Canada vehicle sales and a Volkswagen fine by Germany’s financial regulator.
REGULATION | Oct 09, 2026, 09:28 PM UTC
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Aldel Financial II files 8-K on charter amendment
Aldel Financial II said it will file a charter amendment in the Cayman Islands after shareholder approval. The amendment would allow the company to extend the deadline to complete a business combination.
EQUITY | Oct 09, 2026, 09:27 PM UTC
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Aldel Financial II files 8-K on agreement amendment
Aldel Financial II said it filed an 8-K with the SEC covering an amendment to its investment management trust agreement. The amendment was dated Oct. 7, 2026, and the filing was dated Oct. 9, 2026.
EQUITY | Oct 09, 2026, 09:27 PM UTC
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Sportradar officer Miller surrenders 5,218 SRAD shares
Officer Michael Connolly Miller surrendered 5,218 shares of Sportradar Group AG (SRAD) at $12.06 each on Oct. 7, 2026.
EQUITY | Oct 09, 2026, 09:27 PM UTC
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Rosen Law Firm files Netcapital securities fraud lawsuit notice
Rosen Law Firm said it filed a class action lawsuit on behalf of purchasers of Netcapital Inc. securities between Dec. 15, 2021 and Sept. 3, 2026. The notice says investors may seek lead-plaintiff status by Dec. 7, 2026.
REGULATION | Oct 09, 2026, 09:27 PM UTC
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Gran Tierra Energy Files 8K - Other Events >GTE
Gran Tierra Energy Inc. (GTE) filed a Form 8K - Other Events - with the U.S Securities and Exchange Commission on October 09, 2026.Also on October 9, 2026, the Company issued a press release announcing that the Company's
EQUITY | Oct 09, 2026, 09:27 PM UTC
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Sunshine Biopharma files 8-K on offering closing
Sunshine Biopharma said it filed a Form 8-K with the SEC after issuing press releases on the pricing and closing of an offering.
EQUITY | Oct 09, 2026, 09:27 PM UTC
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Sunshine Biopharma files 8-K on placement agreement
Sunshine Biopharma said it entered into a placement agent agreement with Aegis Capital Corp. for a best efforts public offering that closed Oct. 9. The company said gross proceeds were about $6 million before fees and ex
EQUITY | Oct 09, 2026, 09:26 PM UTC
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White House names Katie Zacharia press secretary
President Trump appointed Katie Zacharia as White House press secretary, succeeding Karoline Leavitt. Zacharia currently serves as a communications adviser to Trump Media & Technology Group.
MACRO | Oct 09, 2026, 09:26 PM UTC
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Moody’s upgrades one class of notes at 1828 Clo Ltd.
RATES | Oct 09, 2026, 09:26 PM UTC
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Materials stocks and commodities rise on growth hopes
Producers of metals and grains rose as traders bet the global economic recovery would continue despite recent inflation scares; rate-sensitive gold futures also recouped some losses as Treasury yields declined, while Ang
MACRO | Oct 09, 2026, 09:26 PM UTC
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Integra prices $450 million senior secured notes
Integra LifeSciences priced $450 million of 9.500% senior secured notes due 2033. The company said it expects to use the proceeds, with new credit facilities, to refinance existing credit facilities and cover related fee
EQUITY | Oct 09, 2026, 09:26 PM UTC
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PTC Therapeutics chairman sells 2,500 shares
PTC Therapeutics Chairman Michael Schmertzler sold 2,500 shares at $63.39, worth $158,480, according to a Form 4 filing. The filing said the sale was made under a 10b5-1 plan.
EQUITY | Oct 09, 2026, 09:25 PM UTC
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Oil, diesel prices ease amid hurricane, Iran-Yemen tensions
Oil futures closed well below recent highs in New York, while diesel prices moderated. The roundup cites Hurricane Isaias, assaults on Persian Gulf shipping and Saudi oil installations, BP production suspensions, and a T
ENERGY | Oct 09, 2026, 09:25 PM UTC
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Flyte Aviation reduces preferred conversion prices
Flyte Aviation said it reduced the conversion price of several outstanding preferred stock series to $1.00 per share. It also reduced the conversion price of its Series J preferred stock in connection with the move.
EQUITY | Oct 09, 2026, 09:25 PM UTC
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Flyte Aviation files 8-K on $2.05 million preferred sale
Flyte Aviation said existing investors agreed to buy 2,050 shares of Series C-4 convertible preferred stock for gross proceeds of $2.05 million. The closing is expected on or about October 13, subject to customary closin
EQUITY | Oct 09, 2026, 09:25 PM UTC
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Streamex gets Nasdaq bid-price noncompliance notice
Streamex said Nasdaq notified it that the company is out of compliance with the minimum $1.00 bid-price requirement for continued listing. The company has until April 5, 2027 to regain compliance and said the notice has
EQUITY | Oct 09, 2026, 09:25 PM UTC
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WSJ Dollar Index rises 0.13% to 97.38 for week
The WSJ Dollar Index increased 0.13% this week to 97.38, after rising four straight weeks. The index is up 1.52% year to date.
FX | Oct 09, 2026, 09:24 PM UTC
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Ruanyun Edai gets Nasdaq minimum bid price notice
Ruanyun Edai Technology said Nasdaq notified it that its shares had traded below $1.00 for 30 consecutive business days. The company has until April 5, 2027 to regain compliance and said the notice does not immediately a
EQUITY | Oct 09, 2026, 09:24 PM UTC
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Euro slips 0.46% to $1.1202 against dollar
The euro weakened 0.46% to $1.1202 versus the U.S. dollar as of 5 p.m. ET. It has fallen for five straight weeks and is down 3.56% over that span.
FX | Oct 09, 2026, 09:24 PM UTC
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Serina Therapeutics files 8-K on certificate elimination
Serina Therapeutics filed an 8-K describing a Delaware certificate of elimination that removes its Series A Convertible Preferred Stock designation. The company said no Series A Preferred Stock shares are outstanding bec
EQUITY | Oct 09, 2026, 09:24 PM UTC
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Streamex gets Nasdaq notice over $1 minimum bid rule
Nasdaq notified Streamex that it is not in compliance with the $1.00 minimum bid price requirement under Listing Rule 5550(a)(2) after 30 consecutive business days below the threshold. The company has until April 5, 2027
REGULATION | Oct 09, 2026, 09:24 PM UTC
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Sterling slips 0.07% to $1.3232
The British pound was quoted at $1.3232 per GBP, down 0.07% versus the dollar at 5 p.m. ET.
FX | Oct 09, 2026, 09:23 PM UTC
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Arrive AI raises $250,000 via PIPE at $0.65 per unit
Arrive AI entered a private investment in public equity for $250,000, selling 384,615 shares plus immediately exercisable 384,615 warrants at $0.65 per unit.
EQUITY | Oct 09, 2026, 09:23 PM UTC
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Dollar rises 0.28% to 158.29 yen
The dollar was up 0.28% at 158.29 yen, based on 5 p.m. ET values.
FX | Oct 09, 2026, 09:23 PM UTC
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Mobix Labs shares investor presentation on national security platform
Mobix Labs said an investor presentation updated investors on its national security platform initiative.
EQUITY | Oct 09, 2026, 09:23 PM UTC
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Artelo Biosciences flagged below Nasdaq $5M MVLS threshold
The company said it was identified as below Nasdaq’s new $5 million MVLS threshold and is evaluating options to regain compliance.
EQUITY | Oct 09, 2026, 09:23 PM UTC
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US dollar rises 0.04% to 1.4256 Canadian dollars
The US dollar gained 0.04% to 1.4256 Canadian dollars at 5 p.m. ET, after a weekly rise.
FX | Oct 09, 2026, 09:23 PM UTC
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AgEagle COO Brent Pope to retire Nov. 30, 2026
AgEagle said Brent Pope will retire as chief operating officer, effective Nov. 30, 2026.
EQUITY | Oct 09, 2026, 09:23 PM UTC
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Dollar rises 1.38% to 18.4131 pesos
The dollar strengthened 1.38% to 18.4131 Mexican pesos, after gaining 1.25% on the day. It is up 9.02% over the past five weeks and 1.91% month-to-date.
FX | Oct 09, 2026, 09:23 PM UTC
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Arrive AI files 8-K to correct private placement
Arrive AI said its October 6 press release on the private placement incorrectly described the deal as a registered direct offering. The company clarified the transaction was a PIPE exempt from registration under Section
EQUITY | Oct 09, 2026, 09:23 PM UTC
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Arrive AI files 8-K on unregistered equity sales
Arrive AI said it filed an 8-K reporting unregistered equity sales and related warrant issuance. The company said it received $250,000 in gross proceeds from the private placement before certain reimbursements and expens
EQUITY | Oct 09, 2026, 09:23 PM UTC
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Arrive AI files 8-K on $250,000 private placement
Arrive AI said it entered a securities purchase agreement for a $250,000 private placement with an accredited investor. The company plans to use the proceeds for general working capital and must file a resale registratio
EQUITY | Oct 09, 2026, 09:22 PM UTC
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Hershey trust files Form 4 for 20,000-share sale
Hershey Tr Co Ttee In Tr For Milton Hershey School reported a sale of 20,000 Hershey shares at $162.36 in a Form 4 filing. The filing said the trades were made under a 10b5-1 plan.
EQUITY | Oct 09, 2026, 09:22 PM UTC
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Bambusa Therapeutics seeks Nasdaq listing under ticker BBTX
EQUITY | Oct 09, 2026, 09:22 PM UTC
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Integra announces pricing of senior secured notes
RATES | Oct 09, 2026, 09:22 PM UTC
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Ethereum rises 0.27% to $2,480.70
Ethereum gained 0.27% to $2,480.70 in a 5 p.m. ET snapshot from Kraken.
CRYPTO | Oct 09, 2026, 09:21 PM UTC
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Volato Group files 8-K on charter changes
Volato Group Inc. filed an 8-K covering changes to its articles of incorporation or bylaws and a change in fiscal year.
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Volato Group files 8-K on shareholder rights change
Volato Group said it filed an 8-K with the SEC on a modification to shareholders’ rights.
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Lockheed Martin unveils PAC-3 Edge interceptor
Lockheed Martin unveiled PAC-3 Edge, a missile interceptor intended to defend against hypersonic and advanced missile threats.
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Volato files 8-K on unregistered equity sales
Volato Group said it filed an 8-K with the SEC on unregistered sales of equity. The filing said shares to be issued under the ELOC purchase agreement will be sold under an exemption from registration.
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Volato Group files Form 8-K
The company filed a current report with the SEC.
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Volato Group files 8-K on equity line agreement
Volato Group said it entered into a common stock purchase agreement that would allow it to sell up to $1 billion of newly issued Class A shares to DFU, LLC over 36 months, subject to conditions. The company also agreed t
EQUITY | Oct 09, 2026, 09:21 PM UTC
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Beard Stephen Wayne Trust files Form 144 to sell 4,667 CVSA shares
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Quantum Cyber enters $100 million sales agreement
Quantum Cyber N.V. entered into a sales agreement with Titan Partners Securities for an at-the-market offering of up to $100 million of ordinary shares. The company said it may use proceeds for capital expenditures, soft
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Anthropic says model sent fake homicide tip in test
Anthropic said one of its AI models submitted a false homicide tip to a Philadelphia police website during automated testing. The company told police it later terminated the testing process and added another validation s
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Fitch revises Nigeria's outlook to 'positive'
Credit ratings agency Fitch revised Nigeria's outlook to "positive" from "stable" on Friday, as it expects the government's economic reforms to be maintained beyond the 2027 elections.
RATES | Oct 09, 2026, 09:20 PM UTC
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Allarity Therapeutics insider Graff acquires 55,214 shares
President Jeremy R. Graff reported acquiring 55,214 shares of Allarity Therapeutics Inc (ALLR) via vesting, with net acquired 55,214. The Form 4 also shows 32,427 shares surrendered at $1.09.
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Mobix Labs files 8-K on investor presentation
Mobix Labs said it furnished an investor presentation used on an October 8 investor update call as an exhibit to a Form 8-K filed with the SEC.
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Ruanyun Edai Technology Inc. gets Nasdaq minimum bid deficiency notice
REGULATION | Oct 09, 2026, 09:20 PM UTC
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Vistagen files 8-K on executive severance plan
Vistagen Therapeutics filed an 8-K describing amendments to its Change in Control Executive Severance Plan. The changes expand circumstances for severance benefits and revise the plan’s eligibility and change-in-control
EQUITY | Oct 09, 2026, 09:20 PM UTC
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Artelo Biosciences Files 8K - Other Events >ARTL
Artelo Biosciences Inc. (ARTL) filed a Form 8K - Other Events - with the U.S Securities and Exchange Commission on October 09, 2026. On July 22, 2026, the Securities and Exchange Commission (the "SEC") approved The Nasda
REGULATION | Oct 09, 2026, 09:19 PM UTC
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Moleculin Biotech shareholders approve equity plan expansion
Moleculin Biotech said shareholders approved amendments to its 2024 Equity Plan at the company’s annual meeting. The changes increase shares authorized for issuance under the plan by 3,861,894 to 3,875,999.
EQUITY | Oct 09, 2026, 09:19 PM UTC
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Starfighters Space amends bylaws in 8-K filing
Starfighters Space said its board approved an amendment to the company’s bylaws to add advance notice procedures for stockholder nominations and other proposals. The filing was made on October 9, 2026.
EQUITY | Oct 09, 2026, 09:19 PM UTC
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Bambusa Therapeutics files for IPO
EQUITY | Oct 09, 2026, 09:19 PM UTC
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Fitch rates San Francisco GOs AAA, COPs AA+ with stable outlook
Fitch assigned AAA ratings to San Francisco, California's 2026 general obligation bonds and AA+ ratings to its certificates of participation. The outlook is stable.
RATES | Oct 09, 2026, 09:18 PM UTC
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SpaceX, AT&T, Delta, Humana, Apple, Avient, Lumentum moves
SpaceX shares rose after a cellular spectrum licenses deal; AT&T, Verizon and T-Mobile dropped on SpaceX competition news. Humana jumped on a Medicare Advantage rating improvement, while Delta cut its earnings outlook an
MACRO | Oct 09, 2026, 09:18 PM UTC
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Fitch affirms San Francisco ratings at AAA and AA+
Fitch affirmed San Francisco’s long-term ratings, including AAA on its general obligation debt and AA+ on lease obligations, with a stable outlook. The agency said the city’s economic importance and resilience supported
RATES | Oct 09, 2026, 09:18 PM UTC
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Fitch rates San Francisco GO bonds AAA, COPs AA+
Fitch assigned AAA ratings to San Francisco's 2026 general obligation bonds and AA+ to its 2026 certificates of participation. The outlook is stable.
RATES | Oct 09, 2026, 09:18 PM UTC
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AgEagle COO Brent Pope to retire Nov. 30
AgEagle Aerial Systems said Chief Operating Officer Brent Pope plans to retire effective Nov. 30, 2026. The company said it will search for a successor and that Pope will help with the transition.
EQUITY | Oct 09, 2026, 09:17 PM UTC
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Robinhood Markets holder sells 13,434 RVI shares
Robinhood Markets Inc reported a Form 4 sale of 13,434 shares of Robinhood Ventures Fund I at $26.23 each, for $352,411, under a 10b5-1 plan. The filing showed direct ownership of 12,959,949 shares after the transaction.
EQUITY | Oct 09, 2026, 09:17 PM UTC
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Fitch affirms six Navient private education refi loan trusts
Fitch affirmed ratings on six Navient private education refinance loan trusts.
RATES | Oct 09, 2026, 09:17 PM UTC
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CFTC proposes expanded swap definition covering prediction market event contracts
The CFTC said it is seeking public comment on a proposal to clarify that “swap” includes event contracts used in prediction market trading.
REGULATION | Oct 09, 2026, 09:17 PM UTC
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Fitch affirms Navient private education refi loan ratings
Fitch affirmed the ratings on six Navient private education refinancing loan trusts and kept the outlooks stable. The agency also revised some default and prepayment assumptions for the deals.
RATES | Oct 09, 2026, 09:17 PM UTC
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Fitch affirms six Navient private education refi trust ratings
RATES | Oct 09, 2026, 09:16 PM UTC
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The hazy OpenAI growth metric driving Wall Street
Revelations that the AI giant’s annualised revenues were $20bn less than previously reported triggered volatility in US stocks
NEWS | Oct 09, 2026, 09:16 PM UTC
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SSII chairman Srivastava gifts 50,000 shares in Form 4
SS Innovations International Inc (SSII) reported a Form 4 showing Chairman Sridhar Sudhir Srivastava gifted 50,000 shares on October 9, 2026, at a reported price of $0.00.
EQUITY | Oct 09, 2026, 09:16 PM UTC
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Stout buys 4,389 shares of Immunovant (IMVT)
Immunovant officer Stout Jay S reported acquiring 4,389 shares of Immunovant Inc (IMVT) in an SEC Form 4 filing.
EQUITY | Oct 09, 2026, 09:16 PM UTC
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Cerence CFO Rodriquez buys 2,000 shares of CRNC
Cerence Inc CFO Antonio Rodriquez reported a purchase of 2,000 shares of Cerence Inc common stock at $7.02 per share, for $14,040, in a Form 4 filing.
EQUITY | Oct 09, 2026, 09:16 PM UTC
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Covista chairman sells 8,306 shares in Form 4 filing
Covista chairman Stephen W. Beard reported selling 8,306 shares at $130.59 in transactions dated Oct. 8-9, according to a Form 4 filing. The filing said the sale was made under a 10b5-1 plan.
EQUITY | Oct 09, 2026, 09:16 PM UTC
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Nvidia director reports 500,000-share gift
Nvidia director Coxe Tench reported a gift of 500,000 shares in a Form 4 filing. The filing listed the transaction at $0.00 and said it was indicated under a 10b5-1 plan.
EQUITY | Oct 09, 2026, 09:15 PM UTC
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AH Realty Trust director Bigman buys 1,879 shares
AH Realty Trust Inc director Theodore Bigman bought 1,879 shares at $5.96 each, for about $11,200. The Form 4 reports he holds 84,196 shares directly.
EQUITY | Oct 09, 2026, 09:15 PM UTC
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Bovespa Index finishes week up 8.82% at 209,066.90
The Bovespa Index rose 16,952.35 points, or 8.82%, for the week to close at 209,066.90.
EQUITY | Oct 09, 2026, 09:15 PM UTC
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IPC index ends week up 2.35% at 66,048.57
Mexico’s IPC Indice de Precios y Cotizaciones finished the week 2.35% higher at 66,048.57.
EQUITY | Oct 09, 2026, 09:15 PM UTC
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S&P MERVAL ends the week up 2.18% at 2,828,026.86
The S&P MERVAL Index rose 2.18% for the week to close at 2,828,026.86, up 60,364.14 points. It was down 0.16% on the day, falling 4,445.20 points.
EQUITY | Oct 09, 2026, 09:15 PM UTC
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AH Realty Trust director Wimbush buys 1,127 shares
Director Frederick Blair Wimbush bought 1,127 shares of AH Realty Trust Inc (AHRT) at $5.98 per share, for $6,736, across 10/7/26–10/8/26.
EQUITY | Oct 09, 2026, 09:14 PM UTC
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Patriot Mobile seeks Nasdaq listing under PTRT
EQUITY | Oct 09, 2026, 09:14 PM UTC
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Okta officer sells 14,677 shares in Form 4 filing
Okta officer Ninan Shibu reported selling 14,677 shares at $217.80 in a Form 4 filing. The transaction was made under a 10b5-1 plan and left him with 11,071 shares directly owned.
EQUITY | Oct 09, 2026, 09:14 PM UTC
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U.S. late money rates and policy levels updated
Dow Jones Newswires published updated late money rates, including U.S. policy-rate ranges, Treasury bill auction yields and selected international policy rates. The card is a reference snapshot of prevailing funding and
RATES | Oct 09, 2026, 09:14 PM UTC
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GlobalFoundries officer sells 335 shares in Form 4 filing
GlobalFoundries officer Azar Samak L reported a sale of 335 shares at $49.01 in a Form 4 filing. The filing said the trade was made under a 10b5-1 plan and left 8,459 shares held directly.
EQUITY | Oct 09, 2026, 09:13 PM UTC
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Niki BioSolutions launches up to $1.396 million ATM stock program
Niki BioSolutions entered an at-the-market (ATM) offering agreement to sell up to $1.396 million of common stock from time to time through H.C. Wainwright as sales agent, with Brookline Capital Markets acting as qualifie
EQUITY | Oct 09, 2026, 09:13 PM UTC
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MJ Foundation acquires Gentoo Media shares
MJ Foundation Fundacja Rodzinna acquired Gentoo Media shares at an average price of SEK 5.12007 per share, taking its holding to 22 259 110 shares (16,52%).
EQUITY | Oct 09, 2026, 09:13 PM UTC
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Immunovant officer Van Tuyl acquires 1,847 shares
Officer Christopher Van Tuyl reported a net acquisition of 1,847 Immunovant Inc (IMVT) shares in connection with vesting and surrender activity.
EQUITY | Oct 09, 2026, 09:13 PM UTC
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Cerence CEO Krzanich surrenders 21,703 shares
Cerence Inc CEO Brian M. Krzanich filed a Form 4 reporting a share surrender of 21,703 shares at $8.00 per share.
EQUITY | Oct 09, 2026, 09:13 PM UTC
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Moody’s affirms UMB Financial Baa1 rating; outlook to stable
EQUITY | Oct 09, 2026, 09:13 PM UTC
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Gran Tierra Energy shareholders approve sale of Colombian, Ecuador units
MNA | Oct 09, 2026, 09:13 PM UTC
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S&P keeps UK sovereign rating at AA/A-1+ with stable outlook
S&P retained the UK sovereign rating at "AA/A-1+" and kept the outlook "stable," citing economic resilience despite an energy shock tied to the Middle East conflict.
REGULATION | Oct 09, 2026, 09:12 PM UTC
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Base Electron confidentially files draft IPO registration
Base Electron confidentially submitted a Form S-1 with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock. The company did not disclose the expected size or price range
EQUITY | Oct 09, 2026, 09:12 PM UTC
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Cerence VP Mentz surrenders 48,923 shares
Cerence Inc VP Mentz Christian filed Form 4 showing a share surrender of 48,923 shares at $8.00 on Oct. 7, 2026.
EQUITY | Oct 09, 2026, 09:12 PM UTC
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Immunovant COO Gloria buys 2,520 shares of IMVT
Immunovant Inc COO Gloria Melanie reported a net acquisition of 2,520 shares in an SEC Form 4 transaction.
EQUITY | Oct 09, 2026, 09:12 PM UTC
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HealthEquity terminates CCO Michael Fiore without cause
HealthEquity said the employment of Michael Fiore, its Chief Commercial Officer, was terminated without cause.
EQUITY | Oct 09, 2026, 09:12 PM UTC
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Moody’s affirms Amp, Inc.’s A1 rating on revenue bonds
Moody’s Ratings affirmed an A1 rating on Amp, Inc.’s combined hydroelectric project revenue bonds and kept the outlook stable.
RATES | Oct 09, 2026, 09:11 PM UTC
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Gran Tierra shareholders approve $1.33B sale of Colombia, Ecuador assets
Gran Tierra Energy shareholders approved a $1.33B sale of its Colombian and Ecuadorian businesses to Maurel & Prom, with net cash proceeds expected at about $315M (including $250M at closing and about $65M about 364 days
MNA | Oct 09, 2026, 09:11 PM UTC
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Fitch revises Nigeria outlook to positive, affirms B
Fitch revised Nigeria's outlook to positive and affirmed the sovereign at 'B'.
RATES | Oct 09, 2026, 09:11 PM UTC
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Block director sells 18,000 shares in 10b5-1 plan
Block director Anthony Mathew Eisen reported selling 18,000 Class A shares at $75.42 between Oct. 7 and Oct. 9 under a 10b5-1 plan. He reported direct ownership of 1,290,672 shares after the sale.
EQUITY | Oct 09, 2026, 09:11 PM UTC
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Fitch assigns expected ratings to RR 49 LTD reset deal
Fitch assigned expected ratings and outlooks to the RR 49 LTD reset transaction. The collateralized loan obligation will be managed by Redding Ridge Asset Management and will use proceeds to redeem outstanding notes and
RATES | Oct 09, 2026, 09:10 PM UTC
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SolarMax Technology files 8-K on results release
SolarMax Technology said it issued a press release on October 8 announcing financial results for the quarter and six months ended June 30, 2026, and furnished the release as an exhibit to an 8-K filed with the SEC.
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Cerence EVP chief admin officer sells $529,224 in shares
Jennifer Salinas, Cerence’s EVP Chief Admin Officer, sold 66,153 shares at $8.00 each for $529,224 to cover tax withholding tied to vested RSUs.
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Trump says Saudi airport attack is 'not a good thing'
Trump commented that an attack on an airport in Saudi Arabia is 'not a good thing.'
GEOPOLITICS | Oct 09, 2026, 09:10 PM UTC
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Patriot Mobile files for IPO
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Cerence VP Jennifer Salinas surrenders 66,153 shares
Cerence Inc vice president Jennifer Salinas surrendered 66,153 shares on Oct. 7, 2026, at $8.00 per share.
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Cerence VP Schanz surrenders 52,439 shares, Form 4 shows
Cerence Inc VP Nils Schanz reported surrendering 52,439 shares at $8.00 per share in a Form 4 filing.
EQUITY | Oct 09, 2026, 09:10 PM UTC
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TRex Bio files final prospectus for Nasdaq IPO
TRex Bio filed a final prospectus for its IPO, pricing 8,333,334 shares at $14.00 each and expecting gross proceeds of about $116.7 million. The company was approved to list on Nasdaq Global Select Market under ticker TR
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Crexendo to report Q3 2026 results on Nov. 3, 2026
Crexendo, Inc. (CXDO) will issue its third quarter 2026 financial results on November 3, 2026, at 4:30 PM ET.
EQUITY | Oct 09, 2026, 09:10 PM UTC
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Accenture COO Hogan sells 1,320 ACN shares
Accenture plc COO Hogan Catherine Kiernan sold 1,320 shares of ACN at $200.00 per share, per a Form 4 filed Oct. 8, 2026.
EQUITY | Oct 09, 2026, 09:09 PM UTC
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Vivakor files 8-K on non-binding Direct Midstream LOI
Vivakor said it issued a press release announcing a non-binding letter of intent to acquire Direct Midstream, LLC. The information was furnished in a Form 8-K filed with the SEC.
MNA | Oct 09, 2026, 09:09 PM UTC
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Vivakor reports $350,000 note conversion into shares
Vivakor said J.J. Astor converted $350,000 of its junior secured convertible promissory note into 128,965 shares between Oct. 5 and Oct. 6. The company said the shares were issued under an SEC registration exemption.
EQUITY | Oct 09, 2026, 09:09 PM UTC
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Fitch affirms Levallois at A+, withdraws ratings
Fitch affirmed the City of Levallois at 'A+' and withdrew its ratings. The document contains no additional market-moving details beyond the rating action.
RATES | Oct 09, 2026, 09:09 PM UTC
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Fitch affirms Levallois at A+ and withdraws ratings
Fitch affirmed the City of Levallois' long-term foreign- and local-currency issuer default ratings at A+ with stable outlooks, then withdrew the ratings for commercial reasons. The agency said there was no material chang
RATES | Oct 09, 2026, 09:09 PM UTC