FINRA bars Rudy Anguiano for misappropriating $1.7 million from customer accounts
FINRA has barred Rudy Anguiano for misappropriating $1.7 million from customer accounts, according to Reuters.
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FINRA bars broker for misappropriating $1.7 million from customer accounts
FINRA barred former registered representative Rudy Anguiano of Chino Hills, California, for conversion of $1,731,000 from two customers' accounts. LPL Financial has reimbursed both customers in full.