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LPL Financial Holdings Inc. (LPLA) News

Follow LPL Financial Holdings Inc. (LPLA) news in one place: company catalysts, earnings, analyst actions and wider market developments. Review 58 public stories across 28 publication days to understand how the story developed. Public news appears after a 15-minute delay; LiveCast subscribers can follow new headlines and hear important updates without this additional delay.

Symbol LPLA Asset equity Sector Markets 90 days 47 Last 301.615 Updated Nov 12, 2026, 11:01 AM UTC Open live news feed Open LPLA chart & news
M Prudential Wealth Advisors Reports Record Third-Quarter Sales of About $1.4 Billion Prudential Wealth Advisors said third-quarter 2026 sales reached a record about $1.4 billion. The headline says client assets topped $80 billion. EQUITY | Nov 12, 2026, 11:01 AM UTC M LPL Financial Reports Third-Quarter Revenue of $5.34 Billion LPL Financial reported third-quarter 2026 revenue of $5.34 billion, up 17% year over year. Net income was $356.6 million, compared with a $29.5 million loss a year earlier; diluted EPS was $4.52, versus a loss of $0.37. EQUITY | Oct 29, 2026, 08:16 PM UTC M LPL Financial Shares Plunge Nearly 15% After Third-Quarter Results LPL Financial shares fell nearly 15% on Wednesday as its third-quarter results revealed diminished expectations for its acquisition of Commonwealth Financial Network. EQUITY | Oct 28, 2026, 05:44 PM UTC M LPL Financial Falls After Q3 Revenue Miss and Commonwealth Estimate Cut LPL Financial shares fell after a third-quarter revenue miss and a cut to its Commonwealth asset retention estimate. EQUITY | Oct 28, 2026, 03:46 PM UTC M LPL Financial Shares Fall 14.4% After Q4 Revenue Miss LPL Financial shares fell 14.4% after fourth-quarter revenue missed estimates. EQUITY | Oct 28, 2026, 02:49 PM UTC M LPL Financial Shares Fall 12.5% After Lowering Asset Retention Forecast LPL Financial shares fell 12.5% in morning trading after the company lowered its asset retention forecast for its Commonwealth Financial Network acquisition and guided for moderating near-term asset inflows. EARNINGS | Oct 28, 2026, 02:46 PM UTC M LPLA Reports Fiscal Q3 Profit Up 94.24% LPLA reported fiscal third-quarter profit attributable to shareholders up 94.24% year over year, with basic EPS also reported. EQUITY | Oct 28, 2026, 05:05 AM UTC M LPL Financial Holdings Reports Quarterly Results LPL Financial Holdings reported results for the quarter ended September 30. EQUITY | Oct 27, 2026, 09:05 PM UTC M LPL Financial Swings to Q3 Profit With $356.6 Million Net Income LPL Financial reported third-quarter net income of $356.6 million, or $4.52 per share, compared with a net loss of $29.5 million, or $0.37 per share, a year earlier. EQUITY | Oct 27, 2026, 09:03 PM UTC M LPL Financial Q3 Revenue $5,344.03 Million vs. IBES Estimate $5,375 Million EQUITY | Oct 27, 2026, 08:53 PM UTC M LPL Financial Reports Q3 Net Income of $356.56 Million, Revenue Up 17% LPL Financial swung to Q3 net income of $356.56 million year-on-year as revenue rose 17% to $5.34 billion. EQUITY | Oct 27, 2026, 08:25 PM UTC M LPL Financial reports net profit in Q3 2026 LPL Financial reported a net profit in the third quarter of 2026, versus a loss a year earlier. EARNINGS | Oct 27, 2026, 08:22 PM UTC M LPL Financial Returns to Profit in Q3 2026 as Revenue Rises 17% LPL Financial reported a year-over-year return to profit in the third quarter of 2026, with revenue up 17%. EQUITY | Oct 27, 2026, 08:22 PM UTC M LPL Financial Reports Q3 EBITDA of USD 781.091 Million EARNINGS | Oct 27, 2026, 08:21 PM UTC M LPL Financial Q3 Adjusted EPS Beats Estimates as Client Assets Rise EARNINGS | Oct 27, 2026, 08:14 PM UTC M LPL Financial Posts Q3 Adjusted EPS of $5.97 per Share LPL Financial reported Q3 adjusted EPS of $5.97 per share, versus a FactSet estimate of $5.66. EARNINGS | Oct 27, 2026, 08:10 PM UTC L Former LPL Financial Advisor Indicted on 10 Fraud Counts The Justice Department announced the indictment of William Tunink, a former LPL Financial advisor, on 10 counts of wire fraud in an alleged Ponzi scheme that resulted in more than $2 million in client losses. REGULATION | Oct 21, 2026, 06:51 PM UTC L Economos Private Wealth joins LPL’s independent advisor network EQUITY | Oct 13, 2026, 12:55 PM UTC H Consumer Confidence Drop Flashes Warning for Holiday Spending — Market Talk The drop in consumer confidence this month to its lowest reading since 2014 is emitting a warning sign for holiday spending, LPL Financial's Jeffrey Roach says in a note. The Iran conflict and stubborn inflation are weig GEOPOLITICS | Sep 29, 2026, 05:40 PM UTC L AI Longevity Impact Creates Opportunities in Retirement Market — Market Talk There are expansion and consolidation opportunities in the retirement income market as AI improves drug discovery and development and ultimately boosts life expectancy, Morgan Stanley analysts write in a note. "As indivi NEWS | Sep 28, 2026, 05:03 PM UTC L Weekly Recap: Client assets $2.60T and Three Texas advisory teams added LPL Financial Holdings Inc. (NASDAQ:LPLA) finished August with $2.60T in client assets, up $55.3B (2.2%) and $13.5B in net new assets, driven by $13.8B net buys and 60.8% advisory mix, while adding Texas teams Burnett, F NEWS | Sep 28, 2026, 11:04 AM UTC L Why Is LPL Financial (LPLA) Stock Soaring Today What Happened? Shares of independent financial services firm LPL Financial NASDAQ:LPLA jumped 5.1% in the afternoon session after the company reported that total client assets reached $2.60 trillion at the end of August EQUITY | Sep 25, 2026, 07:39 PM UTC L Week's Best: Top Dividend Stocks for a Rocky Market — Barrons.com By Barron's Advisor StaffAs most financial advisors know, having some solid dividend stocks can cushion a portfolio's volatility, reduce reliance on stock price appreciation, and allow for better sleep. For this week's B EQUITY | Sep 25, 2026, 07:31 PM UTC L LPL Financial Holdings Inc. (LPLA) August AUM $2.60T, NNA $13.5B LPL Financial reported total client assets of $2.60T at August-end, up 2.2% from July, with $13.5B organic NNA and advisory assets at 60.8% of total.Material DetailsContext by AI AnalystThis is a mid-cycle confirmation o NEWS | Sep 24, 2026, 08:11 PM UTC L LPL Financial Reports Monthly Activity for August 2026 SAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today released its monthly activity report for August 2026.Total client assets at the end of August were $2.60 tril NEWS | Sep 24, 2026, 08:11 PM UTC L LPL Financial Recruits Advisors With More Than $1.4 Billion in Assets — Barrons.com By Andrew WelschLPL Financial's recruiting efforts netted it several financial advisors who collectively oversaw more than $1.4 billion in client assets at Raymond James Financial and Northwestern Mutual, the company say NEWS | Sep 24, 2026, 04:59 PM UTC L LPL Financial Welcomes Trio of Independent Texas Advisors SAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jon Burnett, Dan Fowler and Chad Carlile have joined LPL Financial’s broker-dealer, Registered Investment Advisor (R NEWS | Sep 24, 2026, 01:01 PM UTC L LPLA - LPL Financial Welcomes Trio of Independent Texas Advisors LPLA - LPL Financial Welcomes Trio of Independent Texas Advisors NEWS | Sep 24, 2026, 12:55 PM UTC L How to Protect Your Retirement Savings From AI Scams and Cyber Threats — Barrons.com By Elizabeth O'BrienDoes AI pose a threat to your life savings and if so, how can you protect yourself?The technology is moving so fast that even its creators seem uncertain about what's next. But fears have escalated in NEWS | Sep 23, 2026, 07:54 PM UTC L Meta's Muse AI Assistant Triggers Worries About Brokerage Stocks — Barrons.com By Andrew WelschConcerns about the impact of artificial intelligence on brokerage firms have repeatedly driven selloffs in those firms' stocks. On Tuesday, the sector took a licking, this time because of worries about Fa EQUITY | Sep 23, 2026, 05:31 PM UTC H Nasdaq 100 Flirts with Records, Oil Sinks for Fifth Day: Stock Market Today The Nasdaq 100 carved out a fresh intraday record by midday Tuesday as the artificial intelligence trade powered ahead. Speaking at the United Nations General Assembly on Tuesday, President Donald Trump said he faces a “ LIVE | Sep 22, 2026, 06:15 PM UTC L LPLA - LPL Financial Welcomes Cornerstone Advisors and Clear Pointe Wealth Management LPLA - LPL Financial Welcomes Cornerstone Advisors and Clear Pointe Wealth Management NEWS | Sep 22, 2026, 12:55 PM UTC L LPLA - LPL Financial Welcomes Horizon Wealth Management Group LPLA - LPL Financial Welcomes Horizon Wealth Management Group NEWS | Sep 15, 2026, 12:55 PM UTC L LPL Financial Welcomes Northstar Financial Advisors, LLC SAN DIEGO, Sept. 10, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Jeneen Slack, CFP®, CDFA®, founder and partner of Northstar Financial Advisors, LLC, has joined LPL Financial’s broke EQUITY | Sep 10, 2026, 01:01 PM UTC L LPLA - LPL Financial Welcomes Northstar Financial Advisors, LLC LPLA - LPL Financial Welcomes Northstar Financial Advisors, LLC EQUITY | Sep 10, 2026, 12:55 PM UTC L Here's How Wealth Management Firms Put Private Capital to Use — Barrons.com By Steve GarmhausenPrivate capital has become a core growth tool for wealth management firms. Flush with cash from private equity and other sources, registered investment advisors are upgrading technology, recruiting spe EQUITY | Sep 09, 2026, 07:43 PM UTC L Truist starts LPL Financial with Hold and $389 target Truist initiated coverage of LPL Financial Holdings (NASDAQ:LPLA) with a Hold and a $389 price target. LPL also expanded its advisor roster by adding ClearHaven Wealth Management and three advisors with about $395 millio EQUITY | Sep 07, 2026, 11:22 AM UTC L Truist Securities sets LPL Financial price target at $389.00 Truist Securities announced a $389.00-per-share price target for LPL Financial Holdings, according to Benzinga (TradingView News). EQUITY | Sep 01, 2026, 04:03 PM UTC L LPL Financial Holdings maintained at Hold by TD Cowen TD Cowen maintained LPL Financial Holdings at Hold, according to Benzinga ratings actions. EQUITY | Sep 01, 2026, 01:57 PM UTC L LPL adds ClearHaven Wealth Management team at Linsco LPL Financial LLC says advisors Ryan Lewis, Dan Hocking and Steve Braatz joined Linsco to launch ClearHaven Wealth Management, serving about $395 million in advisory and brokerage assets. EQUITY | Sep 01, 2026, 12:57 PM UTC L LPLA - LPL Welcomes ClearHaven Wealth Management to Linsco LPLA - LPL Welcomes ClearHaven Wealth Management to Linsco EQUITY | Sep 01, 2026, 12:55 PM UTC L LPL Financial welcomes Preferred Financial Group LPL Financial (LPLA) announces it welcomes Preferred Financial Group, with no additional deal terms, timing, or financial impact provided in the release text. MNA | Aug 25, 2026, 12:55 PM UTC L LPL Financial appoints Jonathan Lewis as chief technology officer LPL Financial appoints Jonathan Lewis as managing director, chief technology and information officer. REGULATION | Aug 24, 2026, 08:05 PM UTC L LPLA - LPL Financial Welcomes Conte Wealth Advisors, LLC LPLA - LPL Financial Welcomes Conte Wealth Advisors, LLC EQUITY | Aug 24, 2026, 12:55 PM UTC L LPL Financial reports monthly activity for July 2026 LPL Financial (LPLA) reports monthly activity for July 2026, according to a TradeXchange Newsdesk alert. EQUITY | Aug 20, 2026, 08:05 PM UTC L LPL Financial welcomes McCutchen Wesson Wealth Advisors LPL Financial welcomes McCutchen Wesson Wealth Advisors, as indicated by the TradeXchange Newsdesk feed. MNA | Aug 20, 2026, 12:55 PM UTC L LPLA - LPL Financial Welcomes Advisor Chris Stockton LPLA - LPL Financial Welcomes Advisor Chris Stockton EQUITY | Aug 18, 2026, 12:55 PM UTC L LPLA - LPL Financial Demonstrates Benefits of Platform Scale, Service Innovation and Investment Expertise as Growth Drivers for Clients - Cl LPLA - LPL Financial Demonstrates Benefits of Platform Scale, Service Innovation and Investment Expertise as Growth Drivers for Clients EQUITY | Aug 12, 2026, 05:15 PM UTC L LPLA - LPL Welcomes Advisors Matt Roberts and Kent Voges to Frontline Investment Advisors LPLA - LPL Welcomes Advisors Matt Roberts and Kent Voges to Frontline Investment Advisors EQUITY | Aug 12, 2026, 12:55 PM UTC L LPLA - LPL Financial Expands Wealth Management Platform, Showcasing Specialized Expertise at Focus 2026 LPLA - LPL Financial Expands Wealth Management Platform, Showcasing Specialized Expertise at Focus 2026 EQUITY | Aug 11, 2026, 05:15 PM UTC H WBLR Updates Analyst Conviction List Adds and removes stocks from conviction list EQUITY | Aug 03, 2026, 11:59 AM UTC L LPLA - LPL Financial Announces Second Quarter 2026 Results LPLA - LPL Financial Announces Second Quarter 2026 Results EARNINGS | Jul 30, 2026, 08:07 PM UTC L LPLA Lpl Financial RESULTS: Q2, Q2 gross profit $1.618B, Q2 Net Income $379M, Q2 ADJ EPS $5.84 vs. EST $5.4, Q2 EPS $4.74 LPLA Lpl Financial RESULTS: Q2, Q2 gross profit $1.618B, Q2 Net Income $379M, Q2 ADJ EPS $5.84 vs. EST $5.4, Q2 EPS $4.74 EARNINGS | Jul 30, 2026, 08:06 PM UTC H Implied EPS movers for tonight: AAPL +/-3.5%, AMZN +/-5.8%, MPWR +/-15.1%, MSTR +/-5.4%, COIN +/-6.8%, SYK +/-7.2%, RDDT +/-9.8%, DXCM +/-7. Implied EPS movers for tonight: AAPL +/-3.5%, AMZN +/-5.8%, MPWR +/-15.1%, MSTR +/-5.4%, COIN +/-6.8%, SYK +/-7.2%, RDDT +/-9.8%, DXCM +/-7.5%, RIVN +/-7.9%, NXT +/-16.8%, MTZ +/-14.6%, AJG +/-7.2%, GH +/-14.1%, CTVA +/- EARNINGS | Jul 30, 2026, 05:58 PM UTC L LPLA Welcomes New Advisors LPLA adds advisors to Balmville Wealth Group EQUITY | Jul 30, 2026, 12:55 PM UTC L LPLA Welcomes Sunny Day Financial LPLA gains new client EQUITY | Jul 29, 2026, 12:55 PM UTC L Near 200dma resistance DV BJ GXO NYT PG PPL QRVO AGNC LPLA IP FNF LECO EXP CLF AR PEG BLK WFRD WY GOOG HAL SYF DOV PCTY VRSK ECL GOOGL Near 200dma resistance DV BJ GXO NYT PG PPL QRVO AGNC LPLA IP FNF LECO EXP CLF AR PEG BLK WFRD WY GOOG HAL SYF DOV PCTY VRSK ECL GOOGL EQUITY | Jul 24, 2026, 03:46 PM UTC L Near 200dma resistance DLR VRSK LPLA SYF BBWI HOOD SF Near 200dma resistance DLR VRSK LPLA SYF BBWI HOOD SF EQUITY | Jul 20, 2026, 04:42 PM UTC