Finra Fines Webull $4.2 Million, Says Violations Include Approving Applications of Dead Customers — Barrons.com

By Andrew WelschWebull was fined $4.2 million by Finra for violations of anti-money-laundering, identity theft protection, and best execution rules, the brokerage industry's self-regulatory organization said Thursday.Finra said Webull's supervisory systems failed to keep pace with the brokerage fir…